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Middle East studies in the NewsTradition and Innovation in the Study of Islamic History : The Evolution of North American Scholarship Since 1960
by R. Stephen Humphreys http://www.l.u-tokyo.ac.jp/IAS/English/Unit/Soukatu/Soukatu-l/humphreys.html http://www.campus-watch.org/article/id/2091 I will be speaking primarily about the history of the Islamic Middle East, both medieval and modern, since that is the field I know best. I will include other approaches and disciplines insofar as they throw light on the study of history. I begin with a few general thoughts. History is not really a discipline. It certainly is not a body of data which has been organized within the framework of a unified theory. In this way it differs from the hard sciences like physics or microbiology, even from economics. Nor is it driven by the concern to build models or test theories like sociology and political science. Rather, history is a frame of mind, a way of thinking about human affairs. Historical thought is ad hoc, holistic, inclusive, and pluralistic. That is, the study of history allows historians to do just about whatever they want. They need only show that their statements are based on valid evidence. Historians focus on particular sets of events for their own sakes, not as cases which exemplify some overarching theory. At the same time, they try to connect these particular events to the whole universe of human thought and action. Most important, historians aim to describe and explain change; they want to show how one situation gave way to or was transformed into another. In doing these three things -- describing particular events, connecting one set of events to many others, analyzing the process of change -- historians consciously and unconsciously draw on many theories. But they rarely use theory in a rigorous way. Taken as a whole, the study of history is not governed by any single body of theory; there is no one theory accepted by all historians that says which facts are relevant or irrelevant, or how facts must be connected to one another. In this way, history is inclusive and pluralistic. In principle all facts are relevant. Any given set of facts may be explained and interpreted in many different ways. When we try to describe and explain the actions and thoughts of some group of people in the past, we may do so in two basic ways. First, we can try to enter into their world. We can focus on trying to reconstruct, as accurately as possible, their actions, words, and institutions in and for themselves. We can write a history which says: "So far as we can determine, this what they said and did." We can also try to understand how they thought about what they were doing. What words did they use to describe themselves to one another? What values did they apply to thoughts and actions; what was good and bad, desirable and undesirable, etc.? This kind of history aims to describe and explain events in terms that would make sense to the actors in those events. It means that we try to leave our world and enter into theirs. As a historians in this mode, we are acting as honest and skilled translators; we translate with as little distortion as possible the words and actions of the past into terms that make sense to our own contemporaries. A second approach to the past is quite different. It tries to connect the events and persons of the past with the ideas and concerns of our time, or it tried to link several disparate periods into some larger structure. Here we are not acting as simple translators. the people whose history we are describing might not understand a single word we say about them. This kind of history is a search for broad patterns and processes, for a unifying logic in things. Here theory plays a much greater role, because only theory allows us to discover (or create) broad patterns and a unifying logic. With this introduction, I come to the study of the Middle East and Islam in North America. When I began my graduate studies thirty-three years ago, the first type of historical study was paramount, or so we thought. The main issue was finding and learning to use new sources effectively. In particular, the treasures of Istanbul promised a revolution in our knowledge and understanding of the medieval Islamic world. In fact, studies on medieval Islamic history operated on two planes. One was that of trying to discover what medieval Muslims had actually said and done, what social structures and systems of governance they had devised, how they made sense of their world. For this task, good traditional philology, as devised by great German and French scholars of the 19th century, was the main tool--"the painstaking analysis of difficult texts" (L.Binder). The vast amount of new sources made this seem an unusually rewarding task; every time you opened a manuscript, you were likely to find something genuinely new. The second plane was very different. This was the plane of the broad interpretive framework within which we applied our philological tools. That framework was, of course, "Orientalism." Said's analysis of Orientalism is overdrawn and misleading in many ways, and purely as piece of intellectual history, Orientalism is a very bad book. But it is also and important one, and it did underline how much we were entrapped within a vision that portrayed Islam and the Middle East as in some way essentially different from "the West." That vision was already being challenged by my teachers in many ways. They insisted that it was possible to write the history of Islam and the Middle East just as we would for any other culture and society. Yet the old vision of an "essential Orient" (in this case the Middle East) still shaped many of the questions we asked. "Late Orientalism" can be trace through three overlapping generations. The members of this influential group were all born between 1895 (Gibb) and 1921 (Hodgson). The first generation developed a kind of final synthesis of classical Orientalism, while trying to connect it with new trends if historical and social thought. Von Grunebaum, who reached his intellectual maturity at the University of Chicago during its glory years (1940s-50s) explored the possibilities for comparative analysis provided by contemporary sociology and anthropology. Sauvaget, an urban survey archaeologist, found greater value material culture that in religious and literary texts. Gibb, the most traditional in his formation and approach, had an uncommon grasp of values, and a deep sense of Islam's integrity and validity as a spiritual tradition. Lewis and Cahen represent scholars who were trained as historians of Europe, and turned their attention to the Middle East only a bit later on. Both were (and of course Lewis still is) hard-core political and social historians, for whom religion and culture were rather secondary and accidental concerns. When you read Cahen's work, in fact, you could just as well be reading about Russian or Italian history; religious beliefs and cultural expression play no substantial part in his analysis. Lewis is a great believer in a well-defined, durable, though always changing entity called "Islamic civilization." But for him the beliefs and customs of Muslims are just ideology --their way of articulating the things that mark the boundary between them and the outside world. Hodgson -- another University of Chicago product -- was very slightly the youngest of this group. His critique of Orientalist construction of islamic society was far more searching that Said's, but he understood the value as well as the shortcomings of that tradition. His Venture of Islam (written by 1968, published 1974) was both the last work of Orientalism and and effort to frame a new, more adequate paradigm. The history of the modern middle East (19th-20th centuries) was equally in ferment during the 1960s. At that time, the scholarship on the Middle East since 1800 was markedly inferior by any criterion to that available on medieval Islam. Few modernists read Arabic, Persian, or Turkish; those who did were not professional historians but ex-foreign service officers or missionaries. Nor could they compensate for this lack through the use of European archives. Even the British PRO, with a fifty-year rule, allowed scholars access to official papers only up to the beginning of World War I. The French had a 75-year rule. Finally, the field was crippled by the most intense partisanship and nationalism. In this contest, the work of Bernard Lewis ( a master of all periods) and Albert Hourani came as a revelation. Both scholars were of course masters of the relevant languages, and both knew Middle Eastern society very well. Lewis' Emergence of Modern Turkey (1958) demonstrated that late Ottoman and Turkish history was simply a part of modern history generally -- there was nothing exotic or "Eastern" about it. It presented the same problems and could be analyzed in exactly the same terms as (for example) the emergence of modern Italy. Hourani's Arabic Thought in the Liberal Age (1962) was the first real intellectual history of the 19th and early 20th century Middle East. With immense erudition and perceptiveness, it showed that there was a genuine secularist intellectual tradition in the modern Middle East. Moreover, Hourani writes without apologetics or polemics. I have said that the 1960s marked the end of a tradition. But these years also opened a new era. By the end of that decade, the study of Middle Eastern history -- both medieval and modern -- had begun to go in a new direction. By the mid-1970s this shift was confirmed by three major changes: 1)the rise of the book-length monograph -- basically the PhD dissertation -- which vastly increased the body of detailed knowledge at our disposal; 2) the growing interest in disciplines, methodologies, and approaches from outside the field of traditional middle Eastern studies (Geertz, Wallerstein); 3)the systematic critique of the existing scholarly tradition -- not only the famous general critique by Edward Said, but also the attack by John Wansbrough, Patricia Crone and Michael Cook on the accepted interpretation of Islam's origins --which opened up many issues previously left unspoken of regarded as settled. Until about 1970, the article had been more important than the book in North American and British scholarship on the Middle East. Thereafter the book has become the main instrument of scholarly communication. The book-length monograph (usually a revised dissertation) reflected an institutional change in Middle Eastern Studies -- the huge investment in Area Studies by the US government beginning in 1958. In 1972 or so, the Lam Bert report declared this effort mostly a failure, but the Lam Bert report was quickly swamped in the stream of publications written by scholars who had been trained through this investment. Though US government funding has waxed and waned over the last 25 years, it remains today a fundamental element in the training of graduate students in all fields of Middle Eastern Studies. American graduate students who take a PhD in most disciplines connected with Middle Eastern Studies - History, Political Science, Anthropology, etc. -- must publish a book before they can obtain tenure. Normally they must complete this book within six years or so of their initial academic appointment. Hence the flood of books. Indeed, most American scholars make their early reputation on the basis of this first dissertation-based book. Some of these books are hasty and premature, but many are very solid pieces of scholarship, and a few open up genuinely new directions for research and interpretation. I will discuss some of these later in my talk. The second change in Middle Eastern Studies during the early 1970s was the wide use of theories, models, paradigms, etc., from outside the field. In the United States, Middle Eastern Studies is usually regarded as not very innovative, not creative of new theory. I think that this charge is misplaced, for several reasons, but I cannot go into the reasons here. In any case, Historical Studies in the United States over the last twenty years have been increasingly theory-driven. In this way, they fit within the second model of historical thought which I discussed at the beginning. These studies use theory in two ways. First, they use it as a way to organize and explain the factual material which they have gathered. This is in fact the most common way that theory is used in studies on Middle Eastern history. For example, a theory of tribal organization originally developed to explain African societies in Uganda and the Southern Sudan is used to explain the tribal societies of contemporary Arabia and North Africa, and those explanations are applied to Arabia in the time of the Prophet (Evans-Pitchard, segmentary organization -- Gellner -- Donner). I do not oppose this approach. Often our data make no sense by themselves, they do not suggest any convincing way of putting them together. A good theory from whatever source can be invaluable, if used carefully. But one must be very critical. How often has Marxist analysis been applied to societies where it does not fit the evidence, or where there is not enough evidence to see how it might fit? Second, a few historians have blended elements of general social theory (usually but not always Marxist in inspiration) with historical data to generate "applied theories" which are meant to explain specific historical processes. The most famous case is no doubt the dependency theory of Andre Gunder Frank, which has been very widely used in studies on the Middle East since the 16th century. A more sophisticated version, and one used with even more enthusiasm, has been the world-systems approach of Immanuel Wallerstein -- a blend of Braudel and dependency theory. As it happens, no such theories have been developed from within the field of Middle Eastern Studies. On the contrary, Middle East specialists have been quite content to borrow, adapt, or criticize Dependency or World-Systems approaches. I would say in fact that some version of Wallerstein's world-systems approach is the dominant one in recent studies of the economic and social history of the Middle East since ca.1600. In very recent years -- no more than a decade -- we have also seen the increasing use of literary-critical or cultural theory, especially Foucault. (The fad for Foucault, who knew nothing about the Middle East, we owe to Edward Said, I think.) Two cases in point would be Timothy Mitchell's Colonising Egypt and Brinkley Messick's The Calligraphic State -- both fine books, but explicitly books about language -- about how language is used to reflect or shape relationships of power. Some writing of this kind, especially the closely related post-colonialist writing (often by Indian expatriates living in the United States and Britain), can be terribly affected and almost unintelligible. But I am an old dog now, perhaps too old to learn new tricks. Interestingly, feminist approaches are just beginning to have an impact on Middle Eastern historical studies. At this point, it is hard to call feminism a theory, for there are as many kinds of feminism as there are feminist scholars. For the time being, perhaps we should think of feminism as a frame of mind rather than as a theory. In any case, there is now a substantial literature from a feminist perspective on the 20th-century history of the Middle East. However, there is very little of it on the thirteen centuries of Islamic history which came before. The reason, I think, is that women have left so few traces in our sources for earlier periods, and almost never do women get to speak for themselves in their own words. There is not much but silence for feminist scholars to work with. In a way, silence is very telling evidence, but in the end it does not support positive conclusions. There are at least two major exceptions to this lack of studies, but both are about exceptional cases, Denise Spellberg, Politics, Gender, and the Islamic Past: the Legacy of A'isha bint Abi Bakr , and Leslie Pierce, The Imperial Harem. Let me return now to the third change that affected the study of Islamic and Middle Eastern history in the mid-1970s, some twenty years ago. I have already alluded many times to Edward Said's Orientalism, which has had an enormous impact on the study of the modern Middle East. It threw into doubt, indeed disrepute, the whole body of studies that had been published during the 1950s and 1960s. Even the best of these (e.g. Bernard Lewis' Emergence of Modern Turkey) had explicitly or tacitly used liberal modernization theory as the basis for their analysis; they had assumed that the contemporary West represented the model of a modern, rational society; as such, the West was the model toward which less-developed societies were evolving and should evolve. Said's book, published at a time of grave self-doubt and self-criticism among Western intellectuals, encouraged a wholesale attack on the whole modernization/Westernization scheme. In an ironic way, it also emboldened the Islamic activists and militants who were then emerging. These could use Said to attack their opponents in the Middle East as slavish "Westernists", who were out of touch with the authentic culture and values of their own countries. Said's book has had a much more limited impact on the study of medieval Islamic history, if only because medievalists know how distorted his account of classical Western Orientalism really is. But medievalists have had their own shocker from a different direction, in particular the brilliant graduate-student essay of Patricia Crone and Michael Cook, Hagarism. The Making of the Islamic World (1977). Rejected by most as practically insane when it came out in 1976, this book -- and indeed much of Crone's later writing -- has had remarkable staying power. No one, or very few, have accepted the radical rewriting of early Islamic history proposed by Crone in Hagarism, but everyone has had to go back to the sources, examine them with a fresh eye, and rethink from the bottom his approach to the beginnings of Islam. If nothing else, Crone has sown a pervasive sense of uncertainty and agnosticism about the history of this critical period. At this point, it seems appropriate to examine the fruits of the revolution of Middle Eastern historical studies caused by these three events of the early and mid 1970s. If, as I say, they changed everything, what kind of work is being done now? There are many ways to answer this question, but the most direct approach is to name a few of the most interesting books of the past five years or so and talk about what they have tried to achieve. I. Studies on the Medieval Period: Roy Mottahedeh, Loyalty and Leadership in an Early Islamic Society (1981) Paula Sanders, Ritual, Politics, and the City in Fatimid Cairo (1994) Denise Spellberg, Politics, Gender and the Islamic Past. The Legacy of A'isha bint Abi Bakr (1994) Shaun Marmon, Eunuchs and Sacred Boundaries in Islamic Society (1996) Devin Deweese, Islamization and Native Religion in the Golden Horde (1994) II. Studies on the Early Modern and Modern Periods: Timothy Mitchell, Colonising Egypt Leslie Peirce, The Imperial Harem. Women and Sovereignty in the Ottoman Empire Beshara Doumani, Nablus (Note the number of women scholars in this list; it is not an accident.) There is of course a great deal of work on the Middle East which is based on careless research and whose ideas reflect merely the passing fashions of the moment. But the studies I have just cited will retain their value for many years, even for decades. First of all, they are based on thorough research; their authors match and sometimes surpass the philological and diplomatic skills of their teachers and predecessors. Second, they know how to use theory (gender studies, world systems, symbolic anthropology, etc.) to elucidate their subjects. In every case, I think, these scholars were drawn to their subjects by the intrinsic fascination of those subjects. But as they worked through their materials, they showed uncommon taste and skill in finding those elements of modern theory which could help them explore these materials in a fresh, revealing way. They combine the best of what their traditional masters had to teach them with the new possibilities revealed by the revolution of the 1970s.
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